Preparing for your AML Monitoring Visit (ROI)
Given the ever-increasing regulation surrounding anti-money laundering and the added scrutiny that a firm can expect to undergo from its professional body when it is selected for a money laundering monitoring visit, this course will cover the key points that a firm will need to address in preparation for such an inspection, including for example:
- Are your firm’s money laundering policies and procedures adequately documented?
- Have you documented a firm-wide risk assessment and is it sufficient?
- Client risk assessment and due diligence records;
- Things to watch out for that can be problematic;
- Other essential items before a monitoring inspection happens?
(ROI) courses are for sale to accountants in the Republic of Ireland. The on-demand courses are also available as part of the ROI Box Set – click here for details.
Purchase credits and save
Our training courses credits could provide a more flexible payment option. Call 0116 258 1200 to find out more or visit our credits page.