This is a test version of our website! Please navigate to our main site here www.mercia-group.com
This is a test version of our website! Please navigate to our main site here www.mercia-group.com
The simple, no-nonsense guide to getting it right, all on one manual! The manual will assist in compliance with the CAI Conduct of Investment Business Regulations to ensure that all work is done to a uniform standard and in accordance with the firm's compliance procedures.
The manual will assist in compliance with the CAI Conduct of Investment Business Regulations to ensure that all work is done to a uniform standard and in accordance with the firm's compliance procedures. The manual comes complete with on-screen documents which cover the areas of:
It will also provide you with memoranda and forms that you need to ensure everyone in the firm is aware of the required procedures and that they comply with them.
The latest version of Investment Business Compliance Manual (ROI) is dated 05/19, with money laundering related amendments released in May 2019.
There is a one-off initial fee for the right to use the manual.
The fee provides you with a CD containing all the documents in electronic format.
In order to keep you up to date, you will be automatically enrolled in our online update service.
Cost | |
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Initial fee: | €525.00 |
Subscription renewal fee: | €200.00 |
All prices are subject to VAT. Prices are subject to change on 1 July.
The manuals are available online so internet access is required.
Once the manual is purchased it will be available on the Mercia website in the my account section to browse and download if required, for further details on how to navigate methodology products please download our guide.
Operating System: Windows 10.
Applications: Full version of Microsoft Office 2010, 2013 and 2016, Adobe Reader.
Note: Windows Office RT, Office Mobile and Office 365 Online are not currently supported.
Office 365 with a locally installed copy of the Office suite is supported.
Become a member today and get discount rates on our courses and products.
Find out moreFor more details and to place an order, please call (+353) 01 809 0080 or email enquiries@merciaireland.com