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This is a test version of our website! Please navigate to our main site here www.mercia-group.com
Our FCA Investment Firms Manual provides you with the current and permanent file programmes needed to undertake an FCA client assets (CASS) audit engagement for an investment firm, in accordance with the FRC's Client Assets Assurance Standard.
The manual also includes:
Our FCA Investment Firms Manual can be browsed online or sections of content or commentary can be downloaded in Microsoft word or PDF. There is also the flexibility to ‘customise’ a download suitable for your engagement. For every new assignment, you will need to navigate to our website to obtain the most up to date version.
March 2022
The principal technical changes in these updates relate to:
The IFPR is effective from 1 January 2022. The revised suite of Quality Management Standards (ISA 220, ISQM 1 and ISQM 2) are effective from 15 December 2022, with early adoption permitted.
Changes to ISA 240 The auditor's responsibilities relating to fraud in an audit of financial statements, and ISA 315 Identifying and assessing risk of material misstatement are both effective periods commencing on or after 15 December 2021. Although these do not directly impact the FCA Investment Firms Manual, there have been changes made to the references of some planning documents in this manual.
Annual subscription fee | |
---|---|
Sole Practitioner / Non-Audit Firm* | £150.00 |
Audit registered firms with 2-4 RIs* | £180.00 |
Audit registered firms with 5-9 RIs* | £220.00 |
For 10 or more RIs please contact Jenny Faulkner at jenny.faulkner@mercia-group.com or call 0330 058 7141.
*Mercia Members receive a 10% discount.
All prices are subject to VAT. Prices are subject to change on 1 July.
Mercia online manuals are updated regularly by our technical staff and you will be notified of any significant regulatory changes by email.
Your subscription will automatically auto-renew on anniversary date, you will be notified by email before your subscription expires and offered the option to opt out of auto-renewal.
The manuals are available online so internet access is required.
Once the manual is purchased it will be available on the Mercia website in the my account section to browse and download if required, for further details on how to navigate methodology products please download our guide.
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