Audit Compliance Review

Responding to COVID-19: Our onsite peer reviews will be conducted remotely until further notice, to help you comply with the various regulatory requirements – even when your practice is working from home. Find out more.

Our audit compliance reviews combine an audit quality review of one or more audit files with a review of your firm's compliance with audit regulations.

The principal components of this review include:

• a detailed review of the accounts and audit file(s) of assignments that have been fully completed and signed off
• a review of office procedures including acceptance and reappointment, independence, fit and proper, skills and competence, consultations and PII.

This work is completed at your firm's office and includes a face to face de-brief meeting highlighting the key points arising from the review as well as the recommended actions to be taken.

You will receive a comprehensive written report offering key practical recommendations for you to improve audit quality and where necessary, highlight areas where compliance with the audit regulations could be improved.